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SThree PLC — Major Shareholding Notification 2019
Dec 12, 2019
4842_rns_2019-12-12_e76da5fb-73f7-4775-91a3-1141fe178c0a.pdf
Major Shareholding Notification
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SThree (STHR) 11-Dec-2019 / 13:03 GMT/BST Dissemination of a RegulatoryAnnouncement that contains inside information according to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS | |||||||
|---|---|---|---|---|---|---|---|
| 1a. Identityof the issuer or the underlying issuer of existing STHREE PLC shares to which voting rights are attached ii: |
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| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | |||||||
| Non-UK issuer | |||||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||||
| An acquisition or disposal of voting rights | X | ||||||
| An acquisition or disposal of financial instruments | |||||||
| An event changing the breakdown of voting rights | |||||||
| iii: Other (please specify) |
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| 3. Details of person subject to the notification obligation iv |
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| Name | William Frederick Bottriell | ||||||
| City and country of registered office (if applicable) London, UK |
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| 4. Full name of shareholder(s) (if different from 3.) | v | ||||||
| Name | UBS Private Banking Nominees Ltd | ||||||
| City and country of registered office (if applicable) | London, UK | ||||||
| 5. Date on which the threshold was crossed or reached vi: |
21/11/2019 | ||||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 10/12/2019 | ||||||
| 7. Total positions of person(s) subject to the notification obligation | |||||||
| % of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuer vii |
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| Resulting situation on the date on which threshold was crossed or reached |
3.77% | N/A | 3.77% | 132,689,944 | |||
| Position of previous notification (if applicable) |
5.98% | N/A | 5.98% |
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
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|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type of shares ISIN code (if possible) |
Number of voting rights ix |
%of voting rights | |||||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
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| GB00B0KM9T71 | 5,008,841 | 3.77% | |||||
| SUBTOTAL 8. A | 5,008,841 | 3.77% |
| Number of voting rights that may Type of financial Expiration Exercise/ be acquired if the instrument is %of voting rights xi x |
B 1: Financial Instruments according toArt. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||
|---|---|---|---|---|---|---|
| instrument | date | Conversion Period | exercised/converted. |
| SUBTOTAL 8. B 1 | ||
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| B 2: Financial Instrumentswith similar economic effect according toArt. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration date x |
Exercise/ Conversion Period xi |
Physical or cash settlement xii |
Number of voting rights |
%of voting rights |
| SUBTOTAL 8.B.2 |
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
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|---|---|---|---|---|---|
| xiii holding directly or indirectly an interest in the (underlying) issuer |
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) | X | |||
| Full chain of controlled undertakings through which the voting rights and/or the xiv financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) |
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| Name xv |
%of voting rights if it equals or is higher than the notifiable threshold |
%of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
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| 10.In case of proxy voting, please identify: | |
|---|---|
| Name of the proxy holder | N/A |
| The number and % of voting rights held | N/A |
| The date until which the voting rights will be held | N/A |
11.Additional information xvi
As per the previous notification released on 18 January 2013, holdings were recorded as 7,338,245 shares and 5.98% of voting rights. In July 2016 holdings were decreased to 6,608,841 shares and 5.15% of voting rights, this change did not trigger a notification. As stated above the shareholder has now decreased their shareholding to 5,008,841 resulting in this announcement being made.
| Place of completion London | |
|---|---|
| Date of completion | 11/12/2019 |
ISIN: GB00B0KM9T71 Category Code: HOL TIDM: STHR LEICode: 2138003NEBX5VRP3EX50 OAM Categories:3.1.Additional regulated information required to be disclosed under the laws of a Member State Sequence No.: 34900
EQS News ID: 933915
End ofAnnouncementEQS News Service