Simplex Castings Ltd.

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Corporate Office : 32,Shivnath Complex G.E. Road, Supela, Bhilai - 490023 (C.G) India Phone : +91-788-2290483 /84 /85 Fax : +91-788-2285664 E-Mail : [email protected] Website : www.simplexcastings.com CIN : L27320MH1980PLC067459

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Ref : SCL/BSE/FY 2021-22/8 Date:06.05.2021

To,

Listing Department, BSE Limited, PJ Towers, Dalal Street Mumbai

Sub: Annual Secretarial Compliance Report Pursuant to Regulation 24(A) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Ref : Scrip Code-513472

Dear Sir,

With reference to the above, we enclose herewith Annual Secretarial Compliance Report dated 5th May, 2021 of Simplex Castings Limited duly issued by Dunna Meena Kumari, Practicing Company Secretary, for the financial year ended March 31, 2021.

Kindly take in your record.

Thanking You,

Yours Faithfully,

For, Simplex Castings Limited

SANGEETA KETAN SHAH Digitally signed by SANGEETA KETAN SHAH Date: 2021.05.06 17:27:16 +05'30'

Sangeeta K Shah

Managing Director

OFFICE ADDRESS PHONE FAX E-MAIL Regd. Office : 601/602 A, FAIRLINK CENTER, OFF ANDHERI LINK ROAD, ANDHERI (W), MUMBAI -53 022-40034768 [email protected] Kolkata : 119, PARK STREET, WHITE HOUSE 4[th ] FLOOR KOLKATA - 700016 (W.B.) INDIA 08961045611 033-22493251 [email protected] Bhilai (Plant) : 5, INDUSTRIAL ESTATE, BHILAI - 490026 (C.G.) INDIA 0788-4015273 0788-4034188 [email protected] Rajnandgaon (Plant) : 223/2,224 INDUSTRIAL ESTATE, TEDESARA, RAJNANDGAON - 491441(C.G.) INDIA 9203901697 0788-2285664 [email protected]

DUNNA MEENA KUMARI

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Practicing Company Secretary

Office: Shop No-227, Second Floor, Zonal Market, Sector-10,Bhilai(C.G)-490001

Mobile No :9993657370 Tel: 07884060239, E-Mail:[email protected]

SECRETARIAL COMPLIANCE REPORT OF SIMPLEX CASTINGS LIMITED FOR THE YEAR ENDED ON 31[st] MARCH, 2021

To, The Board of Directors Simplex Castings Limited 601/602A, Fairlink Center Off Andheri Link Road, Andheri (W),Mumbai-400053

I Dunna Meena Kumari , Practicing Company Secretary has examined:

(a) All the documents and records made available to us and explanation provided by Simplex Castings Limited. (“the listed entity”),

(b) The filings/ submissions made by the listed entity to the stock exchanges,

(d) Any other document/ filing, as may be relevant, which has been relied upon to make this certification,

for the year ended on 31st March, 2021 (“Review Period”) in respect of compliance with the provisions of :

(a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, circulars, guidelines issued thereunder; and

(b) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India (“SEBI”);

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-

(a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 to the extent applicable;

(b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 to the extent applicable;

(c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 to the extent applicable;

(d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018; Not Applicable during the year under review .

D MEENA Digitally signed by D MEENA KUMARI KUMARI Date: 2021.05.06 16:47:15 +05'30'

DUNNA MEENA KUMARI

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Practicing Company Secretary

Office: Shop No-227, Second Floor, Zonal Market, Sector-10,Bhilai(C.G)-490001 Mobile No :9993657370 Tel: 07884060239, E-Mail:[email protected]

(e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014; Not Applicable during the year under review .

(f) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; Not Applicable during the year under review .

(g) Securities and Exchange Board of India (Issue and Listing of Non- Convertible and Redeemable Preference Shares) Regulations, 2013; Not Applicable during the year under review .

(h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;

(i) The Depositories Act, 1996 and the Regulations and Bye-laws framed thereunder to the extent of Regulation 76 of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018;

(j) The Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993;

and based on the above examination, I hereby report that, during the Review Period:

(a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder.

(b) The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder in so far as it appears from my/our examination of those records.

(c) The company has suitably included the conditions as mentioned in Para 6(A) and 6(B) of the SEBI Circular CIR/CFD/CMD1/114/2019, dated October 18, 2019 in the terms of appointment of statutory auditor of the Company.

(d) No action was taken against the listed entity/its promoters/ directors either by SEBI or by Stock Exchange including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/Regulations and circulars/guidelines issued thereunder.

(e) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr. No.	Observations of the Practicing Company Secretary in the previous reports	Observations made in the secretarial compliance report for the year ended 2021	Actions taken by the listed entity, if any	Comments of the Practicing Company Secretary on the actions taken by the listed entity
	Nil	Nil	Not Applicable	Not Applicable

DUNNA MEENA KUMARI

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Practicing Company Secretary

Office: Shop No-227, Second Floor, Zonal Market, Sector-10,Bhilai(C.G)-490001 Mobile No :9993657370 Tel: 07884060239, E-Mail:[email protected]

D MEENA Digitally signed by D MEENA KUMARI KUMARI Date: 2021.05.06 16:49:29 +05'30'

DUNNA MEENA KUMARI

Practicing Company Secretary

Mem No : A28193

COP No : 23853

UDIN: A028193C000248523

Date: 05.05.2021

Place :Bhilai

Note:

(i) Due to restricted movement amid COVID-19 pandemic, we conducted the secretarial audit by examining the Secretarial Records including Minutes, Documents, Registers and other records etc., and some of them received by way of electronic mode from the Company and could not be verified from the original records. The management has confirmed that the records submitted to us are the true and correct. This Report is limited to the Statutory Compliances on laws /regulations / guidelines listed in our report of which, the due date has been ended/expired on or before March 31, 2021 pertaining to Financial Year 2020-21.

AI assistant

Simplex Castings Ltd. Regulatory Filings 2021

61924_rns_2021-05-06_048d65d6-c86a-41fb-ade3-ae2a5e59b5dc.pdf