Siemens Ltd. — Regulatory Filings 2021

Dec 1, 2021

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1[st] December, 2021

National Stock Exchange of India Limited BSE Limited

- Scrip Code

National Stock Exchange of India Limited: SIEMENS EQ BSE Limited: 500550

Sub: Submission of Annual Secretarial Compliance Report for year ended 30[th] September, 2021

Dear Sir / Madam,

Pursuant to Regulation 24A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with SEBI Circular No. CIR/CFD/CMD1/27/2019 dated 8[th] February, 2019, please find enclosed herewith the Annual Secretarial Compliance Report, issued by M/s. Parikh Parekh & Associates, Practising Company Secretaries, for the Financial Year ended 30[th] September, 2021.

Kindly take the above information on record.

Yours faithfully, For Siemens Limited

KETAN Digitally signed by KETANNANDKISHOR THAKER NANDKISHOR DN: cn=KETAN NANDKISHORTHAKER, c=IN, o=Personal, THAKER email=ketan.thaker@siemens.comDate: 2021.12.01 12:49:14 +05'30'

Ketan Thaker

Company Secretary

Encl.: as above

Siemens Limited Management: Sunil Mathur CIN: L28920MH1957PLC010839

Birla Aurora, Level 21, Plot No. 1080, Tel.: +91 22 62517000 Dr. Annie Besant Road, Worli, Website: www.siemens.co.in Mumbai – 400030 E-mail- CorporateIndia Secretariat.in@siemens.com

Registered Office: Birla Aurora, Level 21, Plot No. 1080, Dr. Annie Besant Road, Worli, Mumbai – 400030. Telephone +91 22 62517000. Fax +91 22 24362403. Sales Offices: Ahmedabad, Bengaluru, Bhopal, Bhubaneswar, Chandigarh, Chennai, Coimbatore, Gurgaon, Hyderabad, Jaipur, Jamshedpur, Kharghar, Kolkata, Lucknow, Kochi, Mumbai, Nagpur, Navi Mumbai, New Delhi, Puducherry, Pune, Vadodara, Visakhapatnam.

PARIKH PAREKH & ASSOCIATES

Office

COMPANY SECRETARIES

111, 11 th Floor, Sai-Dwar CHS Ltd Sab TV Lane, Opp Laxnri Industrial Estate, Off Link Road, Above Shabari Restaurant, Andheri (W), Mumbai: 400053 Tel No 26301232 / 26301233 / 26301240 Email : cs@parikhassociates.com parikh.associates@rediffmail.com

Secretarial Compliance Report of Siemens Limited for the year ended 30[th ] September, 2021

To, Siemens Limited, Birla Aurora, Level 21, Plot No. 1080, Dr. Annie Besant Road, Worli, Mumbai - 400030

We have examined:

• a) all the documents and records made available to us and explanation provided by Siemens Limited (" the listed entity"),

• b) the filings/ submissions made by the listed entity to the stock exchanges,

• c) Website of the listed entity,

• d) any other document/ filing, as may be relevant, which has been relied upon to make this certification,

for the year ended 30[th ] September, 2021 ("Review Period") in respect of compliance with the provisions of :

• a) the Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and

• b) the Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ("SEBI");

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-

• a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements ) Regulations, 2015;

• b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018; (Not Applicable to the Company during the review period)

• c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;

• d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018; (Not Applicable to the Company during the review period)

Parikh Parekh & Associates

Continuation Sheet

• e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014; (Not Applicable to the Company during the review period)

• £) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; (Not Applicable to the Company during the review period)

• g) Securities and Exchange Board of India (Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations, 2013; (Not Applicable to the Company during the review period)

• h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;

and circulars/ guidelines issued thereunder;

and based on the above examination, and considering the relaxations granted by the Ministry of Corporate Affairs and Securities and Exchange Board of India warranted due to the spread of the COVID-19 pandemic, We hereby report that, during the Review Period:

• a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-

Sr. No.	Compliance Requirement Deviations Observations/ (Regulations/ circulars/ Remarks of the guidelines including specific Practicing clause) Company Secretary

• b) The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder in so far as it appears from our examination of those records.

• c) The following are the details of actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder:

Sr.No.	Action taken by Details of Details of action Observations/ violation taken E.g. fines, remarks of the warning letter, Practicing debarment, etc. Company Secretarv, if any. --------

Parikh Parekh & Associates

Continuation Sheet

d) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr.No. Observations of Observations Actions taken by Comments of the the Practicing made in the the listed entity, Practicing Company secretarial if any Company Secretary in the compliance report Secretary on the previous reports for the year ended actions taken by .......... the listed entity (The years are to be mentioned) Not Applicable

For Parikh Parekh & Associates

Place: Mumbai Date: 24.11.2021

Dlgitally signed by JIGYASA JIGYASANILESH VED NILESH VED oai.,2021.112• 18:11:46-t-05'30' Signature: Name of the Practicing Company Secretary: Jigyasa N. Ved FCS No.: 6488 CPNo.: 6018 UDIN: F006488C001527480