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SIEBERT FINANCIAL CORP — Director's Dealing 2025
Jun 13, 2025
34079_dirs_2025-06-12_dc50caf2-0bf3-4afb-a17c-a44cbd0e8fcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2025-06-11
Reporting Person: Gebbia David (Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-11 | Common Stock, $0.01 par value per share | J | 100000 | — | Disposed | 1415318 | Direct |
| 2025-06-11 | Common Stock, $0.01 par value per share | J | 300000 | — | Acquired | 374000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value per share | 16941323 | Indirect |
Footnotes
F1: The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.
F2: Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 374,000 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were transferred by various members of the control group to a company owned and controlled by various family members within the control group resulting in no change in shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.