SIEBERT FINANCIAL CORP — Director's Dealing 2026

Jan 22, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2026-01-20

Reporting Person: Gebbia Gloria E (Director, 10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-01-20	Common Stock, $0.01 par value per share	G	140000	—	Disposed	9833494	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	0	Direct
Common Stock, $0.01 par value per share	17074103	Indirect

Footnotes

F1: The Reporting Person does not directly own any shares of Issuer common stock.

F2: The Reporting Person's indirect ownership of Issuer common stock was previously underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by the Reporting Person to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the Reporting Persons' beneficial ownership.

F3: The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 140,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 140,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,833,494 shares of Issuer common stock owned by the Gebbia Living Trust.

F4: The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 143,000 shares of issuer common stock to family members and others included and not included within the control group, and subsequent transactions resulted in a net decrease of 143,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.