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SIEBERT FINANCIAL CORP Director's Dealing 2025

Nov 24, 2025

34079_dirs_2025-11-24_06622bd6-0724-4bf5-951e-b5b11f53dfc0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2025-11-20

Reporting Person: Gebbia John J (Director, CEO, 10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-11-20 Common Stock, $0.01 par value per share G 128000 Disposed 9569714 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value per share 0 Direct
Common Stock, $0.01 par value per share 16813323 Indirect

Footnotes

F1: The Reporting Person does not directly own any shares of Issuer common stock.

F2: The Reporting Person and the Reporting Person's wife, Gloria E. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 128,000 shares of Issuer common stock to family members and subsequent transactions, resulted in a net decrease of 128,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,569,714 shares of Issuer common stock owned by the Gebbia Living Trust.

F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Gebbia Living Trust, a member of the control group, gifted 128,000 shares of issuer common stock to family members included and not included within the control group, and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.