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SIEBERT FINANCIAL CORP Director's Dealing 2023

Apr 12, 2023

34079_dirs_2023-04-12_48233082-1884-4e41-a9e7-548d937c2b41.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2023-04-10

Reporting Person: Gebbia John M. (Member of 10% owner group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-04-10 Common Stock, $0.01 par value per share S 100000 $1.85 Disposed 1909091 Direct
2023-04-10 Common Stock, $0.01 par value per share S 100000 $1.85 Disposed 17439200 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value per share 118000 Indirect

Footnotes

F1: The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F2: The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.