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SIEBERT FINANCIAL CORP — Director's Dealing 2023
Apr 12, 2023
34079_dirs_2023-04-12_48233082-1884-4e41-a9e7-548d937c2b41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2023-04-10
Reporting Person: Gebbia John M. (Member of 10% owner group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-10 | Common Stock, $0.01 par value per share | S | 100000 | $1.85 | Disposed | 1909091 | Direct |
| 2023-04-10 | Common Stock, $0.01 par value per share | S | 100000 | $1.85 | Disposed | 17439200 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value per share | 118000 | Indirect |
Footnotes
F1: The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F2: The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.