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SIEBERT FINANCIAL CORP Director's Dealing 2023

May 26, 2023

34079_dirs_2023-05-26_e7676429-bee4-4594-962d-2f57ea7ba4a1.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2023-05-18

Reporting Person: Kakaopay Corp (10% Owner)
Reporting Person: Kakao Corp (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value per share 8075607 Direct

Footnotes

F1: The reported shares of Common Stock, $0.01 par value per share, of the Issuer ("Common Stock"), were issued and sold to Kakaopay Corporation ("Kakaopay") at a purchase price of $2.15 per share. Kakaopay is a subsidiary of Kakao Corporation ("Kakao"). By virtue of this relationship, Kakao may be deemed to beneficially own the shares of Common Stock held by Kakaopay. Each of Kakaopay and Kakao disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.