SIEBERT FINANCIAL CORP — Director's Dealing 2023

Jun 29, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2023-06-22

Reporting Person: Gebbia Richard (Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-22	Common Stock, $0.01 par value per share	J	100000	$2.44	Acquired	463535	Direct
2023-06-22	Common Stock, $0.01 par value per share	J	100000	$2.44	Disposed	2589592	Indirect
2023-06-22	Common Stock, $0.01 par value per share	J	0	—	Disposed	16996323	Indirect

Footnotes

F1: The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia.

F2: 2,689,592 shares of Issuer common stock were owned by the spouse of the Reporting Person and was included in the Reporting Person's total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. The transactions listed above did not change the number of shares in the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.