SIEBERT FINANCIAL CORP — Director's Dealing 2022

Dec 16, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2022-12-14

Reporting Person: Gebbia Gloria E (Director, 10% Owner, Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-14	Common Stock, $0.01 par value per share	G	200000	—	Disposed	10544054	Direct
2022-12-14	Common Stock, $0.01 par value per share	G	100000	—	Disposed	17539200	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	116437	Indirect

Footnotes

F1: The Reporting Person gifted 200,000 shares of Issuer common stock to certain family members.

F2: The Reporting Person along with her husband, John J. Gebbia, own a trust which beneficially owns 116,437 shares of Issuer common stock.

F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, the net effect of which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.