SIEBERT FINANCIAL CORP — Director's Dealing 2022

Dec 19, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2022-12-14

Reporting Person: Gebbia Richard (Member of 10% owner group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-14	Common Stock, $0.01 par value per share	J	179273	—	Disposed	2914865	Indirect
2022-12-14	Common Stock, $0.01 par value per share	G	100000	—	Disposed	17539200	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	363535	Direct

Footnotes

F1: The Reporting Person directly owns 363,535 shares of Issuer common stock.

F2: A member of the Reporting Person's household received a gift of 20,000 shares of Issuer common stock, and 199,273 shares of Issuer common stock owned by a member of the Reporting Person's household was deemed to no longer be indirectly beneficially owned by the Reporting Person. In addition, 2,689,592 shares of Issuer common stock were owned by the wife of the Reporting Person and was included in his total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, the net effect of which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.