SIEBERT FINANCIAL CORP — Director's Dealing 2021

Apr 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2021-04-01

Reporting Person: Gebbia Richard (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-01	Common Stock, $0.01 par value per share	J	413047	—	Acquired	3053128	Direct
2021-04-01	Common Stock, $0.01 par value per share	J	63546	—	Acquired	404546	Indirect

Footnotes

F1: The Reporting Person received 413,047 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC.

F2: Various family members included in the Reporting Person's indirect ownership received 63,546 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.