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SIEBERT FINANCIAL CORP — Director's Dealing 2020
Jan 4, 2020
34079_dirs_2020-01-03_d97e0e00-2d04-46cf-a6cb-00315aaff2b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2020-01-01
Reporting Person: Gebbia John M. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-01 | Common Stock, $0.01 par value per share | J | 716917 | $9.02 | Acquired | 2511836 | Direct |
Footnotes
F1: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 716,917 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person.
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