SIEBERT FINANCIAL CORP — Director's Dealing 2020

Apr 20, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2020-04-16

Reporting Person: Gebbia Gloria E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-16	Common Stock, $0.01 par value per share	P	2181621	$5.6	Acquired	10031236	Direct
2020-04-16	Common Stock, $0.01 par value per share	S	2181621	$5.6	Disposed	6013280	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	3177283	Indirect

Footnotes

F1: The Reporting Person is filing this Form 4 to report the acquisition in a private transaction of 2,181,621 shares of Issuer common stock by the Reporting Person from John M Gebbia, Richard Gebbia, and David J Gebbia.

F2: John M Gebbia, Richard Gebbia, and David J Gebbia sold a total of 2,181,621 shares of Issuer common stock to the Reporting Person in a private transaction, resulting in a decrease of 2,181,621 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F3: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.