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SIEBERT FINANCIAL CORP Director's Dealing 2019

Jan 2, 2019

34079_dirs_2019-01-02_31c6a07d-3b4d-4161-9c33-5611c669864d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2018-12-28

Reporting Person: Gebbia David (MEMBER OF 10% OWNER GROUP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-28 Common Stock, $0.01 par value per share G 7200 Disposed 1011719 Direct
2018-12-28 Common Stock, $0.01 par value per share G 13200 Acquired 15300 Indirect

Footnotes

F1: The Reporting Person gifted 7,200 shares of Issuer common stock to his children and his children received an additional 6,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 15,300 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.