SIEBERT FINANCIAL CORP — Director's Dealing 2019

Jan 2, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2018-12-28

Reporting Person: Gebbia Gloria E (Director, 10% Owner, MEMBER OF 10% OWNER GROUP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-28	Common Stock, $0.01 par value per share	G	9200	—	Acquired	5888694	Indirect
2018-12-28	Common Stock, $0.01 par value per share	G	28400	—	Disposed	7679400	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	3677283	Indirect

Footnotes

F1: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,677,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.

F2: The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's grandchildren, which was included in the Reporting Person's prior ownership reports. Various family members have received gifts from the Reporting Person; therefore, the Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,888,694 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.