AI assistant
SIEBERT FINANCIAL CORP — Director's Dealing 2019
Jan 2, 2019
34079_dirs_2019-01-02_56329540-5eef-48c0-9d21-8e3c4d0b9ed3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2018-12-28
Reporting Person: Gebbia Richard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-28 | Common Stock, $0.01 par value per share | G | 4000 | — | Acquired | 324000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value per share | 2608319 | Direct |
Footnotes
F1: The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's children, which was included in the Reporting Person's prior ownership reports, and his children received an additional 4,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 324,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.