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SIEBERT FINANCIAL CORP Director's Dealing 2019

Jan 2, 2019

34079_dirs_2019-01-02_56329540-5eef-48c0-9d21-8e3c4d0b9ed3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2018-12-28

Reporting Person: Gebbia Richard (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-28 Common Stock, $0.01 par value per share G 4000 Acquired 324000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value per share 2608319 Direct

Footnotes

F1: The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's children, which was included in the Reporting Person's prior ownership reports, and his children received an additional 4,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 324,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.