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SIEBERT FINANCIAL CORP Director's Dealing 2018

Feb 6, 2018

34079_dirs_2018-02-06_17cff4e7-9b9d-48ec-bed4-c53764efc06e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2018-02-02

Reporting Person: Kennedy Cabot Acquisition, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-02 Common Stock, $0.01 par value per share S 70000 $5.04 Disposed 12917283 Direct

Footnotes

F1: Pursuant to a Securities Purchase Agreement dated January 31, 2018, on February 2, 2018, the Reporting Person sold 70,000 shares of Issuer common stock in a private transaction.