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SIEBERT FINANCIAL CORP Director's Dealing 2018

Feb 16, 2018

34079_dirs_2018-02-16_9606007a-b181-44e1-bb43-3dfa14030c51.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2018-02-14

Reporting Person: Reich Andrew H (Director, EVP, COO, CFO and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-14 Common Stock, $0.01 par value per share J 270000 Acquired 589232 Direct

Footnotes

F1: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 270,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA.