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Sheffield Resources Ltd. Major Shareholding Notification 2021

May 12, 2021

44780_rns_2021-05-12_12821b78-b72e-4541-91e0-6b5ec241e053.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme SHEFFIELD RESOURCES LTD
ACN/ARSN 125 811 083
1. Details of substantial holder(1)
Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures
ACN/ARSN (if applicable) to this form)
There was a change in the interests of thesubstantial holder on 11 / 05 / 2021
The previous notice was given to the company on 14 / 08 / 2020
The previous notice was dated 12 / 08 / 2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
ord 27,069,823 7.82 23,456,836 6.77

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (6) Considerationgiven in relationto change (7) Class andnumber ofsecuritiesaffected Person's votesaffected
See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitledto be registeredas holder (8) Nature ofrelevantinterest (6) Class andnumber ofsecurities Person's votes
See Annexure B

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure C

Signature

sign here

date $13/$ $05 / 2021$

* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

DIRECTIONS

  • $(1)$ If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
  • $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
  • $(6)$ Include details of:
    • $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e $(7)$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • $(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
  • $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

This is Annexure A of 3 pages referred to in form 604 Notice of change of interests of substantial shareholder

13-May-21
Maria Tricarico, Date
Authorised Signatory

5. Consideration

SHEFFIELD RESOURCES LTD (SFX)
Date of Change Nature of change (6) /Person whose relevant interestConsideration given in relation toCCYchangedchange (7) Class and number ofsecurities affected
13-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.29 AUD ORD -17,536 -17,536
13-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.29 AUD ORD -81,838 -81,838
14-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -72,168 -72,168
14-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -336,785 -336,785
17-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.32 AUD ORD -34,192 -34,192
17-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.32 AUD ORD -159,559 -159,559
18-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.31 AUD ORD -26,104 -26,104
18-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.31 AUD ORD -121,818 -121,818
24-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.31 AUD ORD -12,869 -12,869
24-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.31 AUD ORD -134,838 -134,838
25-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -2,713 -2,713
25-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -28,428 -28,428
26-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -3,083 -3,083
26-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -32,302 -32,302
27-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.31 AUD ORD -4,911 -4,911
27-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.31 AUD ORD -51,458 -51,458
28-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -3,315 -3,315
28-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -34,730 -34,730
31-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -9,893 -9,893
31-Aug-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -103,663 -103,663
01-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -13,874 -13,874
01-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -145,375 -145,375
02-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -21,640 -21,640
02-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -226,732 -226,732
03-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -10,095 -10,095
03-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -105,768 -105,768
04-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -5,506 -5,506
04-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -57,685 -57,685
07-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -14,275 -14,275
Date of Change Person whose relevant interestchanged Nature of change (6) /Consideration given in relation tochange (7) CCY Class and number ofsecurities affected Person'svotesaffected
07-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -149,560 -149,560
10-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -976 -976
10-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -10,222 -10,222
11-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -2 -2
11-Sep-20 BlackRock Investment Management (UK)Limited on mkt sell 0.30 AUD ORD -26 -26
05-Oct-20 BlackRock Investment Management (UK) on mkt sell 0.30 AUD ORD -12,770 -12,770
05-Oct-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.30 AUD ORD -133,791 -133,791
06-Oct-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.32 AUD ORD -7,762 -7,762
06-Oct-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.32 AUD ORD -81,326 -81,326
07-Oct-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.30 AUD ORD -6,555 -6,555
07-Oct-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.30 AUD ORD -68,670 -68,670
30-Oct-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.30 AUD ORD -12,316 -12,316
30-Oct-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.30 AUD ORD -120,247 -120,247
02-Nov-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.32 AUD ORD -1,545 -1,545
02-Nov-20 LimitedBlackRock Investment Management (UK) on mkt sell 0.29 AUD ORD -34,066 -34,066
22-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.39 AUD ORD -42,857 -42,857
22-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.39 AUD ORD -107,143 -107,143
23-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -10,889 -10,889
23-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -27,224 -27,224
24-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -65,748 -65,748
24-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -164,368 -164,368
25-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -24,280 -24,280
25-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -60,701 -60,701
26-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -18,716 -18,716
26-Feb-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -46,788 -46,788
01-Mar-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -4,103 -4,103
01-Mar-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -10,257 -10,257
02-Mar-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -33,407 -33,407
02-Mar-21 LimitedBlackRock Investment Management (UK) on mkt sell 0.38 AUD ORD -83,519 -83,519
Limited
05-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.48 AUD ORD -9,775 -9,775
05-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.48 AUD ORD -29,326 -29,326
06-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.45 AUD ORD -13,838 -13,838
06-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.45 AUD ORD -41,512 -41,512
07-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.43 AUD ORD -10,208 -10,208
07-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.43 AUD ORD -30,625 -30,625
10-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.43 AUD ORD -20,457 -20,457
Date of Change Person whose relevant interestchanged Nature of change (6) /Consideration given in relation tochange (7) CCY Class and number ofsecurities affected Person'svotesaffected
10-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.43 AUD ORD -61,370 -61,370
11-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.42 AUD ORD -45,722 -45,722
11-May-21 BlackRock Investment Management (UK)Limited on mkt sell 0.42 AUD ORD -137,167 -137,167

This is Annexure B of 1 page referred to in form 604 Notice of change of interests of substantial shareholder Annexure B

13-May-21
Maria Tricarico,
Authorised Signatory

4. Details of present registered holders

Holder of RelevantInterests Registered Holder ofSecurities Person entitled to beregistered as holder (8) Nature of Relevant Interest (6) Class and number ofSecurities Person'svotes Nature ofAssociation
BlackRock InvestmentManagement (UK) Limited BNYM-BONY EUROPE -LONDON Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities asinvestment manager or trustee. ORD 23,456,836 23,456,836 Subsidiary ofBlackRock, Inc.

13-May-21 Date

Annexure C

This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

13-May-21
Maria Tricarico, Date
Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd StreetNew York NY 10055 USA
BlackRock Investment Management (UK) Limited 12 Throgmorton AvenueLondon EC2N 2DLUnited Kingdom