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SEQUOIA FINANCIAL GROUP LTD — Director's Dealing 2019
Dec 1, 2019
65767_rns_2019-12-01_015bc8ef-6542-450f-9918-9948cd0880b0.pdf
Director's Dealing
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Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Sequoia Financial Group Ltd |
|---|---|
| ABN | 90 091 744 884 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | John Larsen |
|---|---|
| Date of last notice | 4 March 2019 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect | |
|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Interest held in two separate holdings, asfollows:A.Mr John Larsen; andB.Trifern Pty Ltd :Mr Larsen is the director of TrifernPty Ltd and a beneficiary of theSuper Fund A/C>. | |
| Date of change | 30 November and 2 December 2019 (seebelow). | |
| No. of securities held prior to change | A.101,549 FPOsB.203,098 FPOs | |
| Class | Fully Paid Ordinary Shares (FPOs) | |
| Number acquired | A.250,000 FPOs made up of 100,000 FPOson 30 November 2019; and 150,000FPOs on 2 December 2019.B.Nil FPOs | |
| Number disposed | A.Nil FPOsB.Nil FPOs |
+ See chapter 19 for defined terms.
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | $0.2100 per FPO |
|---|---|
| No. of securities held after change | A.351,549 FPOsB.203,098 FPOs |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | On-market purchase |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No.andclass of securities towhich interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.