SEQUOIA FINANCIAL GROUP LTD — Capital/Financing Update 2017

Sep 21, 2017

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----- Start of picture text ----- Sequoia Financial Group LtdACN: 091 744 884ASX: SEQ----- End of picture text -----

22 September 2017

CLEANSING STATEMENT

Sequoia Financial Group Ltd (ASX:SEQ) ( Sequoia or the Company ) gives notice under section 708(5)(e) of the Corporations Act 2001 (Cth) ( Act ) of the following details:

• a) On 18 September 2017, Sequoia issued 2,063,750 ordinary shares ( Shares ) at an issue price of $0.32 per share (501,250 shares were issued under a placement to investors which raised $160,400 and 1,562,500 shares were issued as the scrip/non-cash consideration component for the acquisition of Morrison Securities Pty Ltd) utilising the Company’s 15% placement capacity under Listing Rule 7.1 (refer to corrected Appendix 3B release 19 September 2017);

• b) The Company issued the Shares without a disclosure document to investors under Part 6D.2 of the Act;

• c) As at the date of this notice, Sequoia has complied with:

  1. The provisions of Chapter 2M of the Act as they apply to Sequoia; and

  2. Section 674 of the Act; and

• d) as at the date of this notice, there is no information to be disclosed that is “excluded information” within the meaning of section 708A(7) and (8) of the Act.

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Tharun Kuppanda Company Secretary

For further information please contact:

Scott Beeton, Managing Director & CEO +61 2 8114 2222 Tharun Kuppanda, Company Secretary +61 2 8016 2875

ABOUT SEQUOIA FINANCIAL GROUP LIMITED

Registered Office:

Level 36, 50 Bridge St Sydney NSW 2000 Australia

ASX-listed Sequoia Financial Group Limited (ASX: SEQ) is an integrated financial services company providing products and services to self-directed retail and wholesale clients and those of third party professional service firms.

It provides:

• Investment and superannuation products

Phone: +61 2 8114 2222 Fax: +61 2 8114 2200 Email: admin@sequoia.com.au Website: www.sequoia.com.au

• Wealth management and advisory services

• Corporate advisory and capital markets expertise

• Retail, wholesale and institutional trading platforms

• Market data and financial news services

Sequoia operates various AFS Licenses and its subsidiary D2MX Pty Ltd is an ASX Market Participant