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Schrodinger, Inc. — Director's Dealing 2023
May 24, 2023
31925_dirs_2023-05-24_3dba9703-7a8d-4f19-b43a-84e3594a8170.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2023-05-22
Reporting Person: Tran Yvonne (EVP, CLO & CPO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-22 | Common Stock | M | 108 | $3.07 | Acquired | 12829 | Direct |
| 2023-05-22 | Common Stock | M | 14892 | $4.34 | Acquired | 27721 | Direct |
| 2023-05-22 | Common Stock | S | 15000 | $35.0421 | Disposed | 12721 | Direct |
| 2023-05-23 | Common Stock | M | 7960 | $4.34 | Acquired | 20681 | Direct |
| 2023-05-23 | Common Stock | S | 7960 | $40.0077 | Disposed | 12721 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-22 | Stock Option (right to buy) | $3.07 | M | 108 | Disposed | 2026-05-10 | Common Stock (108) | Direct |
| 2023-05-22 | Stock Option (right to buy) | $4.34 | M | 14892 | Disposed | 2028-11-29 | Common Stock (14892) | Direct |
| 2023-05-23 | Stock Option (right to buy) | $4.34 | M | 7960 | Disposed | 2028-11-29 | Common Stock (7960) | Direct |
Footnotes
F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.
F2: Includes 7,590 unvested RSUs
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote(3) of this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote(4) of this Form 4.
F5: The option was granted on May 10, 2016 and is fully vested.
F6: The option was granted on November 29, 2018 and is fully vested.