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Schrodinger, Inc. — Director's Dealing 2020
Feb 5, 2020
31925_dirs_2020-02-05_facb40af-79e0-4ad9-84ed-d3999042cd8d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2020-02-05
Reporting Person: SHAW DAVID E (10% Owner)
Reporting Person: Schrodinger Equity Holdings, LLC (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock, $0.01 par value per share | $ | Common Stock, $0.01 par value per share (14890845) | Indirect | ||
| Series A Preferred Stock, $0.01 par value per share | $ | Common Stock, $0.01 par value per share (1133158) | Indirect | ||
| Series A Preferred Stock, $0.01 par value per share | $ | Common Stock, $0.01 par value per share (467889) | Indirect | ||
| Series A Preferred Stock, $0.01 par value per share | $ | Common Stock, $0.01 par value per share (4264) | Indirect |
Footnotes
F1: Each share of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, $.01 par value per share, is convertible into shares of Issuer Common Stock, $0.01 par value per share, at any time, has no expiration date and will automatically convert into shares of Issuer Common Stock upon the closing of the Issuer's initial public offering of Common Stock. The current conversion rate is one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock.
F2: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.
F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any.
F4: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.
F5: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.