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Schrodinger, Inc. — Director's Dealing 2020
Sep 30, 2020
31925_dirs_2020-09-30_f4f47b27-b431-4dae-a944-3571ce819a4b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2020-09-28
Reporting Person: SHAW DAVID E (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-28 | Common Stock, par value $0.01 per share | S | 68435 | $47.7593 | Disposed | 504810 | Indirect |
| 2020-09-28 | Common Stock, par value $0.01 per share | S | 81042 | $48.8165 | Disposed | 423768 | Indirect |
| 2020-09-28 | Common Stock, par value $0.01 per share | S | 5363 | $49.7711 | Disposed | 418405 | Indirect |
| 2020-09-29 | Common Stock, par value $0.01 per share | S | 145948 | $47.7711 | Disposed | 272457 | Indirect |
| 2020-09-29 | Common Stock, par value $0.01 per share | S | 9052 | $48.5002 | Disposed | 263405 | Indirect |
| 2020-09-30 | Common Stock, par value $0.01 per share | S | 68079 | $47.4250 | Disposed | 195326 | Indirect |
| 2020-09-30 | Common Stock, par value $0.01 per share | S | 48341 | $48.5561 | Disposed | 146985 | Indirect |
| 2020-09-30 | Common Stock, par value $0.01 per share | S | 61946 | $49.3872 | Disposed | 85039 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 14890845 | Indirect |
| Common Stock, par value $0.01 per share | 4264 | Indirect |
Footnotes
F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.
F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $47.15 to $48.14, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.
F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.15 to $49.13, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $49.16 to $50.09, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $47.225 to $48.22, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.23 to $49.09, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $46.97 to $47.94, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $47.975 to $48.965, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.97 to $49.84, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F11: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.
F12: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.