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Schrodinger, Inc. Director's Dealing 2020

Sep 24, 2020

31925_dirs_2020-09-24_81623d1c-05ad-4df7-a736-f01f3e5ecbe5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2020-09-22

Reporting Person: SHAW DAVID E (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-22 Common Stock, par value $0.01 per share S 118053 $51.2329 Disposed 909105 Indirect
2020-09-22 Common Stock, par value $0.01 per share S 25647 $52.0292 Disposed 883458 Indirect
2020-09-22 Common Stock, par value $0.01 per share S 1825 $52.97 Disposed 881633 Indirect
2020-09-23 Common Stock, par value $0.01 per share S 52114 $49.7229 Disposed 829519 Indirect
2020-09-23 Common Stock, par value $0.01 per share S 64285 $50.7311 Disposed 765234 Indirect
2020-09-23 Common Stock, par value $0.01 per share S 41989 $51.2598 Disposed 723245 Indirect
2020-09-24 Common Stock, par value $0.01 per share S 53895 $46.9128 Disposed 669350 Indirect
2020-09-24 Common Stock, par value $0.01 per share S 72681 $47.7664 Disposed 596669 Indirect
2020-09-24 Common Stock, par value $0.01 per share S 23424 $48.5628 Disposed 573245 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 14890845 Indirect
Common Stock, par value $0.01 per share 4264 Indirect

Footnotes

F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.73 to $51.72, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.

F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $51.73 to $52.51, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $49.15 to $50.14, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.15 to $51.145, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $51.15 to $51.65, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $46.26 to $47.25, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $47.26 to $48.25, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.26 to $49.18, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

F12: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.