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Schrodinger, Inc. Director's Dealing 2020

Oct 9, 2020

31925_dirs_2020-10-09_f9645a74-b5c8-4b96-933d-5ae38d2f4a03.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2020-10-07

Reporting Person: SHAW DAVID E (10% Owner)
Reporting Person: Schrodinger Equity Holdings, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-07 Common Stock, par value $0.01 per share S 52232 $53.2941 Disposed 32807 Indirect
2020-10-07 Common Stock, par value $0.01 per share S 11537 $54.2244 Disposed 21270 Indirect
2020-10-07 Common Stock, par value $0.01 per share S 21250 $54.9643 Disposed 20 Indirect
2020-10-07 Common Stock, par value $0.01 per share S 20 $56.00 Disposed 0 Indirect
2020-10-07 Common Stock, par value $0.01 per share S 131022 $53.879 Disposed 14759823 Indirect
2020-10-08 Common Stock, par value $0.01 per share S 82342 $53.6468 Disposed 14677481 Indirect
2020-10-08 Common Stock, par value $0.01 per share S 88919 $54.617 Disposed 14588562 Indirect
2020-10-08 Common Stock, par value $0.01 per share S 59837 $55.2784 Disposed 14528725 Indirect
2020-10-09 Common Stock, par value $0.01 per share S 100000 $54.8628 Disposed 14428725 Indirect
2020-10-09 Common Stock, par value $0.01 per share S 210000 $55.9878 Disposed 14218725 Indirect
2020-10-09 Common Stock, par value $0.01 per share S 162634 $56.6855 Disposed 14056091 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 4264 Indirect

Footnotes

F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $52.88 to $53.865, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.

F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $53.89 to $54.50, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $54.90 to $55.72, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $53.57 to $54.07, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

F8: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $53.045 to $54.04, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $54.05 to $54.85, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $55.10 to $55.55, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $54.45 to $55.20, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F12: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $55.45 to $56.40, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F13: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $56.55 to $57.10, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F14: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.