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Schrodinger, Inc. — Director's Dealing 2020
Nov 5, 2020
31925_dirs_2020-11-05_373bd39d-8ef3-4d49-8fa1-97dca2e120e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2020-11-03
Reporting Person: SHAW DAVID E (10% Owner)
Reporting Person: Schrodinger Equity Holdings, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-03 | Common Stock, par value $0.01 per share | S | 79428 | $48.5043 | Disposed | 12425195 | Indirect |
| 2020-11-03 | Common Stock, par value $0.01 per share | S | 28400 | $49.5097 | Disposed | 12396795 | Indirect |
| 2020-11-03 | Common Stock, par value $0.01 per share | S | 2172 | $50.1024 | Disposed | 12394623 | Indirect |
| 2020-11-04 | Common Stock, par value $0.01 per share | S | 14450 | $49.5668 | Disposed | 12380173 | Indirect |
| 2020-11-04 | Common Stock, par value $0.01 per share | S | 93325 | $50.2493 | Disposed | 12286848 | Indirect |
| 2020-11-04 | Common Stock, par value $0.01 per share | S | 19369 | $51.0295 | Disposed | 12267479 | Indirect |
| 2020-11-05 | Common Stock, par value $0.01 per share | S | 5391 | $51.6152 | Disposed | 12262088 | Indirect |
| 2020-11-05 | Common Stock, par value $0.01 per share | S | 42877 | $52.6671 | Disposed | 12219211 | Indirect |
| 2020-11-05 | Common Stock, par value $0.01 per share | S | 178012 | $53.6259 | Disposed | 12041199 | Indirect |
| 2020-11-05 | Common Stock, par value $0.01 per share | S | 122467 | $54.26 | Disposed | 11918732 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 4264 | Indirect |
Footnotes
F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.
F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.04 to $49.03, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.
F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $49.08 to $50.055, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.08 to $50.155, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $48.80 to $49.795, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $49.80 to $50.795, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.80 to $51.38, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $50.99 to $51.965, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $52.00 to $52.995, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F11: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $53.00 to $53.995, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F12: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $54.00 to $54.70, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F13: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.