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Schrodinger, Inc. — Director's Dealing 2020
Nov 13, 2020
31925_dirs_2020-11-13_b4354511-9319-47c1-8f6e-c0c8bb764f09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2020-11-11
Reporting Person: Brauner Shane (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-11 | Common Stock | M | 3344 | $1.57 | Acquired | 26754 | Direct |
| 2020-11-11 | Common Stock | M | 6688 | $1.57 | Acquired | 33442 | Direct |
| 2020-11-11 | Common Stock | M | 8798 | $2.92 | Acquired | 42240 | Direct |
| 2020-11-11 | Common Stock | M | 5946 | $4.34 | Acquired | 48186 | Direct |
| 2020-11-11 | Common Stock | S | 1207 | $49.54 | Disposed | 46979 | Direct |
| 2020-11-11 | Common Stock | S | 3334 | $49.61 | Disposed | 43645 | Direct |
| 2020-11-11 | Common Stock | S | 2365 | $49.73 | Disposed | 41280 | Direct |
| 2020-11-11 | Common Stock | S | 2413 | $49.64 | Disposed | 38867 | Direct |
| 2020-11-11 | Common Stock | S | 5000 | $50.81 | Disposed | 33867 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-11 | Stock Option (right to buy) | $1.57 | M | 3344 | Disposed | 2024-05-18 | Common Stock (3344) | Direct |
| 2020-11-11 | Stock Option (right to buy) | $1.57 | M | 6688 | Disposed | 2025-07-19 | Common Stock (6688) | Direct |
| 2020-11-11 | Stock Option (right to buy) | $2.92 | M | 8798 | Disposed | 2027-06-01 | Common Stock (8798) | Direct |
| 2020-11-11 | Stock Option (right to buy) | $4.34 | M | 5946 | Disposed | 2029-01-30 | Common Stock (5946) | Direct |
Footnotes
F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2020.
F2: The option was granted on May 19, 2014 and is fully vested.
F3: The option was granted on July 20, 2015 and is fully vested.
F4: The option was granted on June 1, 2017. The shares underlying the option are scheduled to vest in equal yearly installments from January 1, 2017 through January 1, 2021.
F5: The option was granted on January 30, 2019. The shares underlying the option vested with respect to 25% of the shares on January 1, 2020 and the remainder are scheduled to vest in equal monthly installments through January 1, 2023.