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Schrodinger, Inc. Director's Dealing 2020

Nov 25, 2020

31925_dirs_2020-11-25_cdab4508-4d5d-44a5-aed2-74f657d5d91a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2020-11-23

Reporting Person: SHAW DAVID E (10% Owner)
Reporting Person: Schrodinger Equity Holdings, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-23 Common Stock, par value $0.01 per share S 6746 $64.3536 Disposed 11301904 Indirect
2020-11-23 Common Stock, par value $0.01 per share S 36805 $65.2763 Disposed 10946853 Indirect
2020-11-23 Common Stock, par value $0.01 per share S 100906 $66.4234 Disposed 10845947 Indirect
2020-11-23 Common Stock, par value $0.01 per share S 125941 $67.4013 Disposed 10720006 Indirect
2020-11-23 Common Stock, par value $0.01 per share S 216261 $68.27 Disposed 10503745 Indirect
2020-11-23 Common Stock, par value $0.01 per share S 80358 $69.1513 Disposed 10423387 Indirect
2020-11-24 Common Stock, par value $0.01 per share S 73616 $66.2886 Disposed 10349771 Indirect
2020-11-24 Common Stock, par value $0.01 per share S 28039 $67.3202 Disposed 10321732 Indirect
2020-11-24 Common Stock, par value $0.01 per share S 63071 $68.4354 Disposed 10258661 Indirect
2020-11-24 Common Stock, par value $0.01 per share S 7614 $69.0761 Disposed 10251047 Indirect
2020-11-25 Common Stock, par value $0.01 per share S 59760 $63.7352 Disposed 10191287 Indirect
2020-11-25 Common Stock, par value $0.01 per share S 15480 $64.6602 Disposed 10175807 Indirect
2020-11-25 Common Stock, par value $0.01 per share S 24058 $65.5872 Disposed 10151749 Indirect
2020-11-25 Common Stock, par value $0.01 per share S 1066 $66.6331 Disposed 10150683 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 4264 Indirect

Footnotes

F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $63.79 to $64.71, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $64.79 to $65.685, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $65.85 to $66.845, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $66.85 to $67.84, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $67.85 to $68.65, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $68.95 to $69.45, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $65.82 to $66.815, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $66.82 to $67.815, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $67.82 to $68.80, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F12: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $68.88 to $69.10, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F13: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $63.30 to $64.29, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F14: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $64.30 to $65.295, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F15: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $65.30 to $66.25, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F16: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $66.605 to $66.665, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F17: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.