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SAS — Major Shareholding Notification 2017
Nov 9, 2017
2961_mrq_2017-11-09_decc3d8a-7abb-4403-80f8-2afa9d7c30fd.pdf
Major Shareholding Notification
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Notification of Changes in Major Shareholdings
Changes
$\boxed{\sqrt{\ }$ Own holdings □ On behalf of a company $\Box$ On behalf of a third party
Holder (company or first name and surname)
| Company name | $\vert$ First name | Surname |
|---|---|---|
| Knut och Alice Wallenbergs Stiftelse |
Instrument
| Issuer | Class/type of shares | $ISIN*$ | |
|---|---|---|---|
| SAS AB (publ) | Common | SE0003366871 | |
| Changes due to Acquisition Disposal |
Corporate action | Other |
Threshold reached/exceeded/fallen below
| Percentage of voting rights |
|---|
| $\Box$ 5% $\Box$ 10% $\Box$ 15% $\Box$ 20% $\Box$ 25% $\Box$ 30% $\Box$ 50% $\Box$ 66 23 % $\Box$ 90% |
| Percentage of total number of shares |
| $\Box$ 5% $\Box$ 10% $\Box$ 15% $\Box$ 20% $\Box$ 25% $\Box$ 30% $\Box$ 50% $\Box$ 66 2/3 % $\Box$ 90% |
| Threshold date: 9 November 2017 |
Holdings of shares or depositary receipts
| Equity |
|---|
| Number of shares before the transaction * |
| Number of shares after the transaction |
| Percentage of shares after the transaction |
| Voting rights |
| Number before the transaction * |
| Number directly held after the transaction |
| Number indirectly held after the transaction |
| Percentage directly held after the transaction |
| Percentage indirectly held after the transaction |
Resulting distribution of total holdings
| Percentage of voting rights | |
|---|---|
| Shares 1 | |
| Instruments - FITA_Ch. 4, section 2, first paragraph, line $2^2$ | |
| Instruments - FITA Ch. 4, section 2, first paragraph, line $33$ . | |
| Physically settled | |
| $Cash settled$ | |
| Total voting rights $(\%).$ | |
| Number of shares or underlying shares through | |
| $\text{Shares}^1, \ldots, 0, \ldots, \ldots, \ldots$ | |
| Instruments - FITA Ch. 4, section 2, first paragraph, line $2^2$ 24, 855, 960 | |
| Instruments - FITA Ch. 4, section 2, first paragraph, line $33$ : | |
| Physically settled | |
| Cash settled | |
| 24 855 960 Total number of shares and/or underlying shares |
Finansinspektionen Box 7821 SE-103 97 Stockholm, Sweden [Brunnsgatan 3]
Tel +46 8 408 980 00 Fax +46 8 24 13 35 [email protected] www.fi.se
* This information is not obligatory.
| First name | Surname/Company name | Company | $\sim$ $\sim$ Voting rights |
End date |
|---|---|---|---|---|
When voting by proxy, the former holders of voting rights are
Chain of controlling companies
| $\sim$ | ||
|---|---|---|
| Company | Number of voting rights | Percentage of voting rights |
Total group holdings
| Number of voting rights24 $855$ 960 | |
|---|---|
| Percentage of voting rights7.5.1% | |
| Number of shares |
Identity of the holder
| Nat. ID/Company Reg. No. | Full name/Company name | |
|---|---|---|
| 802005-9773 | Knut och Alice Wallenbergs Stiftelse | |
| Address | ||
| Box 16066, 103 22 Stockholm | ||
| E-mail address | Fax | Phone |
| [email protected] | 070 5748884 |
| Signature |
|---|
| Place and date |
| Stockholm, 9 November 2017 |
| Signature |
| Printed namel |
| Jonas Ragnarsson |
Send the signed notification to [email protected]
3 Instruments not included in the previous category, but which are referenced to shares referred to in that category and with a similar economic effect to that of the instruments in that category, whether the instruments are settled physically or in cash.
<sup>1 Also applies to depositary receipts which grant the holder voting rights for the referenced shares.
$2$ Instruments giving the holder the right to acquire already issued shares in the company (FITA = Financial Instruments Trading Act (1991:980)).