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Rubrik, Inc. — Director's Dealing 2026
Jan 16, 2026
30369_dirs_2026-01-16_0a000e2a-8cdf-45f6-9f7d-183669fae6dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2026-01-14
Reporting Person: THOMPSON JOHN WENDELL (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-14 | Class A Common Stock | C | 27500 | — | Acquired | 28498 | Indirect |
| 2026-01-15 | Class A Common Stock | A | 953 | — | Disposed | 3655 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-01-14 | Class B Common Stock | $ | C | 27500 | Disposed | Class A Common Stock (27500) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (50001) | 50001 | Direct |
Footnotes
F1: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
F2: Represents the grant of restricted stock units that are fully vested as of the date of grant.
F3: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.