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Rubrik, Inc. Director's Dealing 2026

Jan 16, 2026

30369_dirs_2026-01-16_0a000e2a-8cdf-45f6-9f7d-183669fae6dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2026-01-14

Reporting Person: THOMPSON JOHN WENDELL (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-01-14 Class A Common Stock C 27500 Acquired 28498 Indirect
2026-01-15 Class A Common Stock A 953 Disposed 3655 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-01-14 Class B Common Stock $ C 27500 Disposed Class A Common Stock (27500) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (50001) 50001 Direct

Footnotes

F1: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.

F2: Represents the grant of restricted stock units that are fully vested as of the date of grant.

F3: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.