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Rubrik, Inc. — Director's Dealing 2026
Mar 4, 2026
30369_dirs_2026-03-03_f48932ba-cac8-4fb6-b8da-66a92f48cdb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2026-03-02
Reporting Person: THOMPSON JOHN WENDELL (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-03-02 | Class A Common Stock | S | 200 | $51.87 | Disposed | 24800 | Indirect |
| 2026-03-02 | Class A Common Stock | S | 1000 | $53.33 | Disposed | 23800 | Indirect |
| 2026-03-02 | Class A Common Stock | S | 1300 | $53.98 | Disposed | 22500 | Indirect |
| 2026-03-02 | Class A Common Stock | C | 11000 | — | Acquired | 15653 | Direct |
| 2026-03-02 | Class A Common Stock | S | 500 | $52.02 | Disposed | 15153 | Direct |
| 2026-03-02 | Class A Common Stock | S | 4371 | $53.30 | Disposed | 10782 | Direct |
| 2026-03-02 | Class A Common Stock | S | 6129 | $53.97 | Disposed | 4653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-03-02 | Stock Option (Right to Buy) | $4.38 | M | 11000 | Disposed | 2028-01-21 | Class B Common Stock (11000) | Direct |
| 2026-03-02 | Class B Common Stock | $ | M | 11000 | Acquired | Class A Common Stock (11000) | Direct | |
| 2026-03-02 | Class B Common Stock | $ | C | 11000 | Disposed | Class A Common Stock (11000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (815338) | 815338 | Indirect |
Footnotes
F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.51 to $52.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.66 to $53.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.67 to $54.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.51 to $52.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.59 to $53.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.60 to $54.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F9: Fully vested.
F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.