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Rubrik, Inc. — Director's Dealing 2025
Apr 2, 2025
30369_dirs_2025-04-01_7ad8d2d6-4ca9-4152-be9a-8f77c81ddcad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2025-03-30
Reporting Person: McCarthy Brian K. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-30 | Class A Common Stock | A | 170675 | — | Acquired | 604217 | Direct |
| 2025-04-01 | Class A Common Stock | S | 6767 | $59.55 | Disposed | 597450 | Direct |
| 2025-04-01 | Class A Common Stock | S | 16933 | $60.41 | Disposed | 580517 | Direct |
| 2025-04-01 | Class A Common Stock | S | 1300 | $61.15 | Disposed | 579217 | Direct |
Footnotes
F1: Represents the grant of restricted stock units ("RSUs") that vest as follows: 2.5% of the RSUs shall vest on each of the first four Quarterly Vesting Dates (as defined below) that occur following March 15, 2025, and the remainder shall
vest in twelve equal installments on each subsequent Quarterly Vesting Date thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the 2024 Equity Incentive Plan) through each applicable vesting date. "Quarterly Vesting Date" shall mean the 15th of each of March, June, September and December.
F2: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.99 to $60.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.