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Rubrik, Inc. Director's Dealing 2025

Jun 6, 2025

30369_dirs_2025-06-05_d9dd21d6-c29d-4eb5-9382-abd4cde9afed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2025-06-03

Reporting Person: Nithrakashyap Arvind (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-06-03 Class A Common Stock C 8109 Acquired 32484 Direct
2025-06-03 Class A Common Stock S 18955 $98.55 Disposed 13529 Direct
2025-06-03 Class A Common Stock S 13529 $99.28 Disposed 0 Direct
2025-06-04 Class A Common Stock C 32484 Acquired 32484 Direct
2025-06-04 Class A Common Stock S 26740 $98.28 Disposed 5744 Direct
2025-06-04 Class A Common Stock S 5744 $98.84 Disposed 0 Direct
2025-06-05 Class A Common Stock C 32477 Acquired 32477 Direct
2025-06-05 Class A Common Stock S 8661 $98.44 Disposed 23816 Direct
2025-06-05 Class A Common Stock S 7688 $99.26 Disposed 16128 Direct
2025-06-05 Class A Common Stock S 7822 $100.39 Disposed 8306 Direct
2025-06-05 Class A Common Stock S 8306 $101.29 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-06-03 Class B Common Stock $ C Disposed Class A Common Stock (8109) Direct
2025-06-04 Class B Common Stock $ C 32484 Disposed Class A Common Stock (32484) Direct
2025-06-05 Class B Common Stock $ C 32477 Disposed Class A Common Stock (32477) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (200000) 200000 Indirect

Footnotes

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted September 21, 2024.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.975 to $98.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.975 to $99.815 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F4: he reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.575 to $98.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F5: he reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.575 to $99.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.92 to $98.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.925 to $99.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.925 to $100.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.93 to $101.755 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F11: The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.