Rubrik, Inc. — Director's Dealing 2025

Jul 1, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2025-06-26

Reporting Person: Mhatre Ravi (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-06-26	Class A Common Stock	C	4440000	—	Acquired	4440000	Indirect
2025-06-26	Class A Common Stock	C	1031000	—	Acquired	1031000	Indirect
2025-06-26	Class A Common Stock	C	2004000	—	Acquired	2004000	Indirect
2025-06-26	Class A Common Stock	C	1274000	—	Acquired	1274000	Indirect
2025-06-26	Class A Common Stock	C	892000	—	Acquired	892000	Indirect
2025-06-26	Class A Common Stock	J	4440000	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	1159950	—	Acquired	1159950	Indirect
2025-06-26	Class A Common Stock	J	1159950	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	1031000	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	218572	—	Acquired	218572	Indirect
2025-06-26	Class A Common Stock	J	218572	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	2004000	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	1274000	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	892000	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	400800	—	Acquired	400800	Indirect
2025-06-26	Class A Common Stock	J	400800	—	Disposed	0	Indirect
2025-06-26	Class A Common Stock	J	16984	—	Acquired	16984	Indirect
2025-06-26	Class A Common Stock	J	50614	—	Acquired	81842	Direct
2025-06-26	Class A Common Stock	J	146773	—	Acquired	396874	Indirect
2025-06-26	Class A Common Stock	J	26922	—	Acquired	75499	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-06-26	Class B Common Stock	$	C	4440000	Disposed		Class A Common Stock (4440000)	Indirect
2025-06-26	Class B Common Stock	$	C	1031000	Disposed		Class A Common Stock (1031000)	Indirect
2025-06-26	Class B Common Stock	$	C	2004000	Disposed		Class A Common Stock (2004000)	Indirect
2025-06-26	Class B Common Stock	$	C	1274000	Disposed		Class A Common Stock (1274000)	Indirect
2025-06-26	Class B Common Stock	$	C	892000	Disposed		Class A Common Stock (892000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	649	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (101659)	101659	Indirect

Footnotes

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV IB. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV IC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F9: Represents an in-kind distribution by LGP IX without consideration to its partners.

F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F11: Represents receipt of shares in the distribution in kind described in footnote (10).

F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F13: Represents an in-kind distribution by LGP Select II without consideration to its partners.

F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members.

F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.

F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.

F17: Represents receipt of shares in the distribution in kind described in footnote (14).

F18: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F19: Represents an in-kind distribution by LS SPV without consideration to its members.

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F23: Represents receipt of shares in the distribution in kind described in footnote (19).

F24: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2.

F25: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3.

F26: The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust.

F27: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F28: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.