Rubrik, Inc. — Director's Dealing 2024

Apr 24, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-24

Reporting Person: Chandna Asheem (N/A)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series B Preferred Stock	$		Class B Common Stock (11583248)		Indirect
Series B Preferred Stock	$		Class B Common Stock (643512)		Indirect
Series B Preferred Stock	$		Class B Common Stock (643512)		Indirect
Series C Preferred Stock	$		Class B Common Stock (1950165)		Indirect
Series C Preferred Stock	$		Class B Common Stock (108342)		Indirect
Series C Preferred Stock	$		Class B Common Stock (108342)		Indirect
Series D Preferred Stock	$		Class B Common Stock (3417116)		Indirect
Series D Preferred Stock	$		Class B Common Stock (189840)		Indirect
Series D Preferred Stock	$		Class B Common Stock (189840)		Indirect
Series E Preferred Stock	$		Class B Common Stock (955260)		Indirect
Series E Preferred Stock	$		Class B Common Stock (53070)		Indirect
Series E Preferred Stock	$		Class B Common Stock (53070)		Indirect

Footnotes

F1: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.

F2: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

F3: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

F4: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.