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Rubrik, Inc. — Director's Dealing 2024
Apr 24, 2024
30369_dirs_2024-04-24_9361097f-79f8-4a9a-afc1-936a88685275.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-24
Reporting Person: THOMPSON JOHN WENDELL (N/A)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.38 | 2028-01-21 | Class B Common Stock (165946) | Direct | |
| Series A Preferred Stock | $ | Class B Common Stock (371912) | Indirect | ||
| Series B Preferred Stock | $ | Class B Common Stock (408580) | Indirect | ||
| Series C Preferred Stock | $ | Class B Common Stock (72955) | Indirect |
Footnotes
F1: 1/48 of the shares subject to the option vested on February 22, 2018, and 1/48 of the shares vested monthly thereafter.
F2: The Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the Reporting Person's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.
F3: The shares are held of record by John and Sandra Thompson Trust, for which he Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.