Rubrik, Inc. — Director's Dealing 2024

Apr 24, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-24

Reporting Person: Greylock XIV GP LLC (N/A)
Reporting Person: Greylock XIV Limited Partnership (N/A)
Reporting Person: Greylock XIV-A Limited Partnership (N/A)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series B Preferred Stock	$		Class B Common Stock (11583248)		Indirect
Series B Preferred Stock	$		Class B Common Stock (643512)		Indirect
Series B Preferred Stock	$		Class B Common Stock (643512)		Indirect
Series C Preferred Stock	$		Class B Common Stock (1950165)		Indirect
Series C Preferred Stock	$		Class B Common Stock (108342)		Indirect
Series C Preferred Stock	$		Class B Common Stock (108342)		Indirect
Series D Preferred Stock	$		Class B Common Stock (3417116)		Indirect
Series D Preferred Stock	$		Class B Common Stock (189840)		Indirect
Series D Preferred Stock	$		Class B Common Stock (189840)		Indirect
Series E Preferred Stock	$		Class B Common Stock (955260)		Indirect
Series E Preferred Stock	$		Class B Common Stock (53070)		Indirect
Series E Preferred Stock	$		Class B Common Stock (53070)		Indirect

Footnotes

F1: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date..

F2: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.