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Rubrik, Inc. Director's Dealing 2024

Apr 25, 2024

30369_dirs_2024-04-24_b50d77ed-b206-4cf3-bf23-6040e016bab3.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-24

Reporting Person: Salem Enrique T (N/A)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series E Preferred Stock $ Class B Common Stock (2759640) Indirect

Footnotes

F1: The Series E Preferred Stock will automatically convert on a one-for-one basis into Class B Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Represents shares of Series E Preferred Stock held by Bain Capital Venture Fund 2019, L.P., Bain Capital Venture Coinvestment Fund II, L.P., BCV 2019-MD Primary, L.P., BCV 2019-MD Coinvestment II, L.P., BCIP Venture Associates II, L.P. and BCIP Venture Associates II-B, L.P. (collectively, the "Bain Capital Venture Entities").

F3: The governance, investment strategy and decision-making process with respect to the investments held by the Bain Capital Venture Entities is directed by the Executive Committee of Bain Capital Venture Investors, LLC ("BCVI"). Mr. Salem is a Partner of BCVI and a member of the Executive Committee. Accordingly, by virtue of the relationships described in this footnote, Mr. Salem may be deemed to share voting and dispositive power with respect to all of the shares of preferred stock held by the Bain Capital Venture Entities. Mr. Salem disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.