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Rubrik, Inc. Director's Dealing 2024

Apr 27, 2024

30369_dirs_2024-04-26_b5542c9b-e52e-4b85-af68-1ecf2148352a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-24

Reporting Person: Nithrakashyap Arvind (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-04-24 Restricted Stock Units $ A 650000 Acquired 2029-08-07 Class B Common Stock (650000) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.

F2: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vest in sixteen equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of a specified average price per share prior to the earlier of (i) the five year anniversary of the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering and (ii) the expiration of the RSU award, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as a full time employee of the Issuer on each such date.