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Rubrik, Inc. Director's Dealing 2024

May 1, 2024

30369_dirs_2024-05-01_11a53db4-3cca-4151-b6e0-e082c9779869.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-29

Reporting Person: Sinha Bipul (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-04-29 Founders Preferred Stock $ C 1800000 Disposed Class B Common Stock (1800000) Direct
2024-04-29 Class B Common Stock $ C 1800000 Acquired Class A Common Stock (1800000) Direct

Footnotes

F1: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.