AI assistant
Rubrik, Inc. — Director's Dealing 2024
May 1, 2024
30369_dirs_2024-05-01_11a53db4-3cca-4151-b6e0-e082c9779869.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-29
Reporting Person: Sinha Bipul (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-29 | Founders Preferred Stock | $ | C | 1800000 | Disposed | Class B Common Stock (1800000) | Direct | |
| 2024-04-29 | Class B Common Stock | $ | C | 1800000 | Acquired | Class A Common Stock (1800000) | Direct |
Footnotes
F1: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
F2: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.