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Rubrik, Inc. — Director's Dealing 2024
May 2, 2024
30369_dirs_2024-05-01_edfbc3f3-df0f-4ff4-b64f-099f422e4b5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-29
Reporting Person: MCLAUGHLIN MARK D (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-29 | Series E Preferred Stock | $ | C | 21228 | Disposed | Class B Common Stock (21228) | Indirect | |
| 2024-04-29 | Class B Common Stock | $ | C | 21228 | Acquired | Class A Common Stock (21228) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (16666) | 16666 | Direct |
Footnotes
F1: The Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
F2: The shares are held of of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
F3: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.