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Rubrik, Inc. — Director's Dealing 2024
May 2, 2024
30369_dirs_2024-05-01_ed70185f-be20-46c4-87d7-57b6d8a10bbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-04-29
Reporting Person: Greylock XIV GP LLC (N/A)
Reporting Person: Greylock XIV Limited Partnership (N/A)
Reporting Person: Greylock XIV-A Limited Partnership (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-29 | Series B Preferred Stock | $ | C | 11583248 | Disposed | Class B Common Stock (11583248) | Indirect | |
| 2024-04-29 | Series C Preferred Stock | $ | C | 1950165 | Disposed | Class B Common Stock (1950165) | Indirect | |
| 2024-04-29 | Series D Preferred Stock | $ | C | 3417116 | Disposed | Class B Common Stock (3417116) | Indirect | |
| 2024-04-29 | Series E Preferred Stock | $ | C | 955260 | Disposed | Class B Common Stock (955260) | Indirect | |
| 2024-04-29 | Class B Common Stock | $ | C | 17905789 | Acquired | Class A Common Stock (17905789) | Indirect | |
| 2024-04-29 | Series B Preferred Stock | $ | C | 643512 | Disposed | Class B Common Stock (643512) | Indirect | |
| 2024-04-29 | Series C Preferred Stock | $ | C | 108342 | Disposed | Class B Common Stock (108342) | Indirect | |
| 2024-04-29 | Series D Preferred Stock | $ | C | 189840 | Disposed | Class B Common Stock (189840) | Indirect | |
| 2024-04-29 | Series E Preferred Stock | $ | C | 53070 | Disposed | Class B Common Stock (53070) | Indirect | |
| 2024-04-29 | Class B Common Stock | $ | C | 994764 | Acquired | Class A Common Stock (994764) | Indirect | |
| 2024-04-29 | Series B Preferred Stock | $ | C | 643512 | Disposed | Class B Common Stock (643512) | Indirect | |
| 2024-04-29 | Series C Preferred Stock | $ | C | 108342 | Disposed | Class B Common Stock (108342) | Indirect | |
| 2024-04-29 | Series D Preferred Stock | $ | C | 189840 | Disposed | Class B Common Stock (189840) | Indirect | |
| 2024-04-29 | Series E Preferred Stock | $ | C | 53070 | Disposed | Class B Common Stock (53070) | Indirect | |
| 2024-04-29 | Class B Common Stock | $ | C | 994764 | Acquired | Class A Common Stock (994764) | Indirect |
Footnotes
F1: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
F2: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
F4: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.