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Rubrik, Inc. — Director's Dealing 2024
Sep 18, 2024
30369_dirs_2024-09-17_9a09fad8-0a88-4346-a125-9a8e7d698232.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-09-13
Reporting Person: Lightspeed Management Company, L.L.C. (N/A)
Reporting Person: Eggers Barry (10% Owner)
Reporting Person: Nieh Peter (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-13 | Class A Common Stock | S | 15933 | $30.19 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 156736 | Indirect |
| Class A Common Stock | 140021 | Indirect |
| Class A Common Stock | 16715 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F3: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
F4: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.
F5: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.