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Rubrik, Inc. — Director's Dealing 2024
Dec 13, 2024
30369_dirs_2024-12-12_0223172b-f495-4664-a710-651452d1e299.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-12-11
Reporting Person: Choudary Kiran Kumar (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-11 | Class A Common Stock | C | 1000 | — | Acquired | 343960 | Direct |
| 2024-12-11 | Class A Common Stock | S | 1800 | $69.70 | Disposed | 342160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-11 | Stock Option (Right to Buy) | $7.99 | M | 1000 | Disposed | 2028-09-17 | Class B Common Stock (1000) | Direct |
| 2024-12-11 | Class B Common Stock | $ | M | 1000 | Acquired | Class A Common Stock (1000) | Direct | |
| 2024-12-11 | Class B Common Stock | $ | C | 1000 | Disposed | Class A Common Stock (1000) | Direct |
Footnotes
F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024
F2: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.
F3: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.