Rubrik, Inc. — Director's Dealing 2024

Dec 13, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rubrik, Inc. (RBRK)
CIK: 0001943896
Period of Report: 2024-12-13

Reporting Person: Sinha Bipul (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-12-13	Class A Common Stock	C	1500082	—	Acquired	1531394	Direct
2024-12-13	Class A Common Stock	S	1158082	$70.25	Disposed	373312	Direct
2024-12-13	Class A Common Stock	G	342000	—	Disposed	31312	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-12-13	Restricted Stock Units	$	M	1158082	Disposed	2028-05-02	Class B Common Stock (1158082)	Direct
2024-12-13	Class B Common Stock	$	M	1158082	Acquired		Class A Common Stock (1158082)	Direct
2024-12-13	Class B Common Stock	$	C	1500082	Disposed		Class A Common Stock (1500082)	Direct

Footnotes

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report.

F2: Represents the sale of Block Shares (as defined below) by the Reporting Person as described in the "Remarks" section of this report.

F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.

F4: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: all of the shares subject to the RSU will vest upon the Issuer's achievement of a specified average price per share prior to the expiration of the RSU award, subject to the Reporting Person subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).