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ROCKETDNA LTD. — Share Issue/Capital Change 2026
Jan 6, 2026
65709_rns_2026-01-06_8c2cc744-015b-4c21-8ea2-eabb85db91d9.pdf
Share Issue/Capital Change
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Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
ROCKETDNA LTD.
Announcement Type
New announcement
Date of this announcement
Wednesday January 07, 2026
The +securities to be quoted are: Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.
The securities are being issued under the Company's employee incentive plan approved by members on 24 May 2024. htt ps://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02798887-6A1204105&v=undefined
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| RKT | ORDINARY FULLY PAID | 617,984 | 07/01/2026 |
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ROCKETDNA LTD.
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
Registration number
ABN 17618678701
1.3 ASX issuer code
RKT
1.4 The announcement is
New announcement
1.5 Date of this announcement
7/1/2026
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Appendix 2A - Application for quotation of securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
2.3c Have these +securities been offered under a +disclosure document or +PDS? No
2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
The securities are being issued under the Company's employee incentive plan approved by members on 24 May 2024. htt ps://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02798887-6A1204105&v=undefined
2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of: The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)
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Appendix 2A - Application for quotation of securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities to be quoted in an existing class ASX +security code and description RKT : ORDINARY FULLY PAID Issue date 7/1/2026 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details Number of +securities to be quoted 617,984 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities The securities are issued for nil consideration to employees as an incentive under the Company's employee incentive plan. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.025890 Any other information the entity wishes to provide about the +securities to be quoted - The purpose(s) for which the entity is issuing the securities Other Please provide additional details The securities are issued for nil consideration to employees as an incentive under the Company's employee incentive plan.
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Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| +securities subject of this application) | |
|---|---|
| Total number of | |
| ASX +security code and description | +securities on issue |
| RKT : ORDINARY FULLY PAID | 1,182,807,882 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| RKTAT : OPTION EXPIRING 01-JUL-2028 EX $0.012 | 1,000,000 |
| RKTAV : OPTION EXPIRING 26-DEC-2027 EX $0.0195 | 5,000,000 |
| RKTAX : OPTION EXPIRING 01-DEC-2028 EX $0.019 | 1,000,000 |
| RKTAY : OPTION EXPIRING 01-JAN-2029 EX $0.016 | 1,000,000 |
| RKTAZ : OPTION EXPIRING 03-JUN-2028 EX $0.016 | 500,000 |
| RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 | 2,000,000 |
| RKTAM : PERFORMANCE RIGHTS | 9,000,000 |
| RKTAB : OPTION EXPIRING 30-MAY-2029 EX $0.02 | 26,000,000 |
| RKTAH : OPTION EXPIRING 30-MAY-2031 EX $0.04 | 20,000,000 |
| RKTAA : PERFORMANCE RIGHTS 2025 | 15,000,000 |
| RKTAW : OPTION EXPIRING 30-MAY-2030 EX $0.03 | 20,000,000 |
| RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 | 5,500,000 |
| RKTAU : OPTION EXPIRING 01-JUL-2028 EX $0.02 | 2,000,000 |
| RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 | 1,000,000 |
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Appendix 2A - Application for quotation of securities
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| Appendix 2A - Application for quotation of securities | |
|---|---|
| RKTAS : OPTION EXPIRING 29-AUG-2027 EX $0.011 | 20,000,000 |
| RKTAO : PERFORMANCE RIGHTS 2022 | 12,000,000 |
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Appendix 2A - Application for quotation of securities
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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