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ROCKETDNA LTD. — Share Issue/Capital Change 2026
Jan 6, 2026
65709_rns_2026-01-06_42039b8f-7d60-4abf-a61e-e9820a5a4a64.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
ROCKETDNA LTD.
Date of this announcement
Wednesday January 07, 2026
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| New class - code | Performance Rights - Employees 2025 | 4,500,000 | 07/01/2026 |
| to be confirmed |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ROCKETDNA LTD.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 17618678701
1.3 ASX issuer code
RKT
1.4 The announcement is
New announcement
1.5 Date of this announcement
7/1/2026
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
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Part 3C - number and type of +securities the subject of this notification (new class)
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----- Start of picture text ----- ASX +security code +Security descriptionNew class - code to be confirmed Performance Rights - Employees 2025+Security type ISIN codeOtherDate the +securities the subject of this notification were issued7/1/2026Will all the +securities issued in this class rank equally in all respects from their issue date?YesWere any of the +securities issued to +key management personnel (KMP) or an +associate?NoPlease provide a URL link for a document lodged with ASX setting out the material terms of the +securities beingissued.One third of the Performance Rights vest on 1 January 2027, 1 January 2028 and 1 January 2029. Terms of theemployee plan are here -https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02798887-6A1204105&v=undefinedPlease provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive schemeor a summary of the termsTerms of the employee plan are here -https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02798887-6A1204105&v=undefinedAny other information the entity wishes to provide about the +securities the subject of this notification----- End of picture text -----
The Performance Rights are being issued to employees in recognition of work performed and as a retention mechanism.
Issue details
Number of +securities
4,500,000
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 4 - +Securities on issue
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Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| RKT : ORDINARY FULLY PAID | 1,182,189,898 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| RKTAT : OPTION EXPIRING 01-JUL-2028 EX $0.012 | 1,000,000 |
| RKTAV : OPTION EXPIRING 26-DEC-2027 EX $0.0195 | 5,000,000 |
| RKTAX : OPTION EXPIRING 01-DEC-2028 EX $0.019 | 1,000,000 |
| RKTAY : OPTION EXPIRING 01-JAN-2029 EX $0.016 | 1,000,000 |
| RKTAZ : OPTION EXPIRING 03-JUN-2028 EX $0.016 | 500,000 |
| RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 | 2,000,000 |
| RKTAM : PERFORMANCE RIGHTS | 9,000,000 |
| RKTAB : OPTION EXPIRING 30-MAY-2029 EX $0.02 | 26,000,000 |
| RKTAH : OPTION EXPIRING 30-MAY-2031 EX $0.04 | 20,000,000 |
| RKTAA : PERFORMANCE RIGHTS 2025 | 15,000,000 |
| RKTAW : OPTION EXPIRING 30-MAY-2030 EX $0.03 | 20,000,000 |
| RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 | 5,500,000 |
| RKTAU : OPTION EXPIRING 01-JUL-2028 EX $0.02 | 2,000,000 |
| RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 | 1,000,000 |
| RKTAS : OPTION EXPIRING 29-AUG-2027 EX $0.011 | 20,000,000 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
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| Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities | |
|---|---|
| RKTAO : PERFORMANCE RIGHTS 2022 | 12,000,000 |
| New class - code to be confirmed : Performance Rights - Employees 2025 | 4,500,000 |
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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