Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ROCKETDNA LTD. Share Issue/Capital Change 2025

Jun 3, 2025

65709_rns_2025-06-03_0053e229-7706-429f-b72d-1f69dafe802a.pdf

Share Issue/Capital Change

Open in viewer

Opens in your device viewer

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Announcement Summary

Entity name

ROCKETDNA LTD.

Date of this announcement

Wednesday June 04, 2025

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

Total number of
ASX +security +securities to be
code Security description issued/transferred Issue date
New class - code Performance Rights 2025 15,000,000 03/06/2025
to be confirmed
New class - code Options Expiring 30 May 2029 @ $0.02 20,000,000 03/06/2025
to be confirmed
New class - code Options Expiring 30 May 2030 @ $0.03 20,000,000 03/06/2025
to be confirmed
New class - code Options Expiring 30 May 2031 @ $0.04 20,000,000 03/06/2025
to be confirmed

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

1 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 1 - Entity and announcement details

1.1 Name of entity

ROCKETDNA LTD.

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type Registration number ABN 17618678701

1.3 ASX issuer code

RKT

1.4 The announcement is

New announcement

1.5 Date of this announcement

4/6/2025

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

2 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
30-May-2025 12:32 New - Proposed issue of securities - A placement or other type of issue
RKT

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

No

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

3 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B Placement Details ASX +security code and description new unquoted class of security Date the +securities the subject of this notification were issued 3/6/2025 Any other information the entity wishes to provide about the +securities the subject of this notification See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882 Issue details Number of +securities 15,000,000 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Director Short Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2 924-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882 ASX +security code and description new unquoted class of security Date the +securities the subject of this notification were issued 3/6/2025 Any other information the entity wishes to provide about the +securities the subject of this notification See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

4 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Issue details

Number of +securities 20,000,000 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Director Long Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/29 24-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882

ASX +security code and description new unquoted class of security Date the +securities the subject of this notification were issued 3/6/2025 Any other information the entity wishes to provide about the +securities the subject of this notification See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882 Issue details

Number of +securities 20,000,000 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Director Long Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/29 24-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882

ASX +security code and description

new unquoted class of security

Date the +securities the subject of this notification were issued

3/6/2025

Any other information the entity wishes to provide about the +securities the subject of this notification

See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

5 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Issue details

==> picture [21 x 22] intentionally omitted <==

Number of +securities

20,000,000 Were the +securities issued for a cash consideration? No

Please describe the consideration being provided for the +securities

Director Long Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/29 24-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

6 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 3C - number and type of +securities the subject of this notification (new class)

ASX +security code +Security description New class - code to be confirmed Performance Rights 2025 +Security type ISIN code Other Date the +securities the subject of this notification were issued 3/6/2025

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

15,000,000

ASX +security code
New class - code to be confirmed
+Security description
Options Expiring 30 May 2029 @ $0.02
+Security type ISIN code
Options

Date the +securities the subject of this notification were issued 3/6/2025

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?

No

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

7 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882

Options Details

+Security currency AUD - Australian Dollar

Exercise price Expiry date AUD 0.02000000 30/5/2029

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

RKT : ORDINARY FULLY PAID

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities 20,000,000

ASX +security code +Security description New class - code to be confirmed Options Expiring 30 May 2030 @ $0.03 +Security type ISIN code Options

Date the +securities the subject of this notification were issued

3/6/2025

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

8 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Options Details

+Security currency

AUD - Australian Dollar

Exercise price Expiry date AUD 0.03000000 30/5/2030

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

RKT : ORDINARY FULLY PAID

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities 20,000,000

ASX +security code +Security description New class - code to be confirmed Options Expiring 30 May 2031 @ $0.04 +Security type ISIN code Options Date the +securities the subject of this notification were issued 3/6/2025 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882

Options Details

+Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.04000000 30/5/2031

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

RKT : ORDINARY FULLY PAID

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

9 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

20,000,000

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

10 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

==> picture [540 x 710] intentionally omitted <==

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

11 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

Part 4 - +Securities on issue

==> picture [21 x 22] intentionally omitted <==

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

Total number of
ASX +security code and description +securities on issue
RKT : ORDINARY FULLY PAID 915,523,238
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
RKTAT : OPTION EXPIRING 01-JUL-2028 EX $0.012 1,000,000
RKTAV : OPTION EXPIRING 26-DEC-2027 EX $0.0195 5,000,000
RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 2,000,000
RKTAM : PERFORMANCE RIGHTS 9,000,000
RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 6,500,000
RKTAU : OPTION EXPIRING 01-JUL-2028 EX $0.02 3,000,000
RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 1,000,000
RKTAR : OPTION EXPIRING 07-DEC-2025 EX $0.018 10,000,000
RKTAS : OPTION EXPIRING 29-AUG-2027 EX $0.011 20,000,000
RKTAO : PERFORMANCE RIGHTS 2022 12,000,000
New class - code to be confirmed : Performance Rights 2025 15,000,000
New class - code to be confirmed : Options Expiring 30 May 2029 @ $0.02 20,000,000
New class - code to be confirmed : Options Expiring 30 May 2030 @ $0.03 20,000,000
New class - code to be confirmed : Options Expiring 30 May 2031 @ $0.04 20,000,000

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

12 / 13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

==> picture [540 x 710] intentionally omitted <==

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

13 / 13