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ROCKETDNA LTD. — Share Issue/Capital Change 2025
Jun 3, 2025
65709_rns_2025-06-03_0053e229-7706-429f-b72d-1f69dafe802a.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
ROCKETDNA LTD.
Date of this announcement
Wednesday June 04, 2025
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| New class - code | Performance Rights 2025 | 15,000,000 | 03/06/2025 |
| to be confirmed | |||
| New class - code | Options Expiring 30 May 2029 @ $0.02 | 20,000,000 | 03/06/2025 |
| to be confirmed | |||
| New class - code | Options Expiring 30 May 2030 @ $0.03 | 20,000,000 | 03/06/2025 |
| to be confirmed | |||
| New class - code | Options Expiring 30 May 2031 @ $0.04 | 20,000,000 | 03/06/2025 |
| to be confirmed |
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ROCKETDNA LTD.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 17618678701
1.3 ASX issuer code
RKT
1.4 The announcement is
New announcement
1.5 Date of this announcement
4/6/2025
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 30-May-2025 12:32 | New - Proposed issue of securities - | A placement or other type of issue |
| RKT |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
No
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B Placement Details ASX +security code and description new unquoted class of security Date the +securities the subject of this notification were issued 3/6/2025 Any other information the entity wishes to provide about the +securities the subject of this notification See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882 Issue details Number of +securities 15,000,000 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Director Short Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2 924-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882 ASX +security code and description new unquoted class of security Date the +securities the subject of this notification were issued 3/6/2025 Any other information the entity wishes to provide about the +securities the subject of this notification See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Issue details
Number of +securities 20,000,000 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Director Long Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/29 24-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882
ASX +security code and description new unquoted class of security Date the +securities the subject of this notification were issued 3/6/2025 Any other information the entity wishes to provide about the +securities the subject of this notification See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882 Issue details
Number of +securities 20,000,000 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Director Long Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/29 24-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882
ASX +security code and description
new unquoted class of security
Date the +securities the subject of this notification were issued
3/6/2025
Any other information the entity wishes to provide about the +securities the subject of this notification
See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Issue details
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Number of +securities
20,000,000 Were the +securities issued for a cash consideration? No
Please describe the consideration being provided for the +securities
Director Long Term Incentives. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/29 24-02938224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3C - number and type of +securities the subject of this notification (new class)
ASX +security code +Security description New class - code to be confirmed Performance Rights 2025 +Security type ISIN code Other Date the +securities the subject of this notification were issued 3/6/2025
Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
15,000,000
| ASX +security code New class - code to be confirmed |
+Security description Options Expiring 30 May 2029 @ $0.02 |
|---|---|
| +Security type | ISIN code |
| Options |
Date the +securities the subject of this notification were issued 3/6/2025
Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
No
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882
Options Details
+Security currency AUD - Australian Dollar
Exercise price Expiry date AUD 0.02000000 30/5/2029
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
RKT : ORDINARY FULLY PAID
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities 20,000,000
ASX +security code +Security description New class - code to be confirmed Options Expiring 30 May 2030 @ $0.03 +Security type ISIN code Options
Date the +securities the subject of this notification were issued
3/6/2025
Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Options Details
+Security currency
AUD - Australian Dollar
Exercise price Expiry date AUD 0.03000000 30/5/2030
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
RKT : ORDINARY FULLY PAID
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities 20,000,000
ASX +security code +Security description New class - code to be confirmed Options Expiring 30 May 2031 @ $0.04 +Security type ISIN code Options Date the +securities the subject of this notification were issued 3/6/2025 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. See NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=0 4711220c3a57065317ba4efca4a3459a4e46882
Options Details
+Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.04000000 30/5/2031
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
RKT : ORDINARY FULLY PAID
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
20,000,000
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 4 - +Securities on issue
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Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| RKT : ORDINARY FULLY PAID | 915,523,238 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not | quoted on ASX) |
| Total number of | |
| ASX +security code and description | +securities on issue |
| RKTAT : OPTION EXPIRING 01-JUL-2028 EX $0.012 | 1,000,000 |
| RKTAV : OPTION EXPIRING 26-DEC-2027 EX $0.0195 | 5,000,000 |
| RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 | 2,000,000 |
| RKTAM : PERFORMANCE RIGHTS | 9,000,000 |
| RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 | 6,500,000 |
| RKTAU : OPTION EXPIRING 01-JUL-2028 EX $0.02 | 3,000,000 |
| RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 | 1,000,000 |
| RKTAR : OPTION EXPIRING 07-DEC-2025 EX $0.018 | 10,000,000 |
| RKTAS : OPTION EXPIRING 29-AUG-2027 EX $0.011 | 20,000,000 |
| RKTAO : PERFORMANCE RIGHTS 2022 | 12,000,000 |
| New class - code to be confirmed : Performance Rights 2025 | 15,000,000 |
| New class - code to be confirmed : Options Expiring 30 May 2029 @ $0.02 | 20,000,000 |
| New class - code to be confirmed : Options Expiring 30 May 2030 @ $0.03 | 20,000,000 |
| New class - code to be confirmed : Options Expiring 30 May 2031 @ $0.04 | 20,000,000 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
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